Shirish Garodia

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Policies & Procedures

Important Notices

Update your email ID and mobile number with your stock broker/depository participant and receive OTP directly from Depository on your email id and/or mobile number to create pledge.

DISCLAIMER: Ohm Stock Broker Pvt. Ltd. or any of the group companies of OHM does not have any tie up with any company for broking/insitution/pms related work.

1) Prevent Unauthorized Transactions in your Demat account: Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day. Issued in the interest of investors.
DP Grievance email: and

2) KYC is a one-time exercise while dealing in securities markets: once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

3) No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for a refund as the money remains in the investor's account.

4) SEBI takes up complaints related to the issue and transfer of securities and non-payment of dividends with listed companies. In addition, SEBI also takes up complaints against the various intermediaries registered with it and related issues.
SCORES facilitates you to lodge your complaint online with SEBI and subsequently view its status.
Filing complaint on SCORES - Easy & quick
a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES
     i. Name, PAN, Address, Mobile Number, E-mail ID
c. Benefits:
     i. Effective communication
     ii. Speedy redressal of the grievances

Investor's Attention

  • Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms.
  • Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms.
  • Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on the Exchange website.
  • Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of ‘margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client.
  • Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly.
  • Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith.
  • Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy.
  • Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.

Risk Disclosures On Derivatives

  • 9 out of 10 individual traders in equity Futures & Options Segment, incurred net losses.
  • On an average, loss makers registered net trading loss close to INR 50,000/-
  • Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
  • Those making net trading profits, incurred between 15% to 50% of such profits as transaction costs.
Source: SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.

Policies & Procedures

Privacy Policy & Terms of Use

Only authorized users are allowed to access the information, which is meant only for the authorized user. The access is allowed through login and password.

 Governing Law

Transactions between you and Ohm Stock Broker Pvt. Ltd. and client shall be governed by and construed in accordance with the laws of India. Any litigation regarding this agreement or any transaction between customer and Ohm Stock Broker Pvt. Ltd. or any action at law or in equity arising out of or relating to these agreement or transaction shall be filed only in the Competent Courts of Mumbai alone and the customer hereby agrees, consents and submits to the jurisdiction of such courts for the purpose of litigating any such action.

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BSE Disclaimer

The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes, and/or violation, actual or perceived, by us or our partners, agents, associates, etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time. The Stock Exchange, Mumbai is not answerable, responsible, or liable for any information on this Website or for any services rendered by us, our employees, and our servants.


You agree and understand that the information and material contained in this website implies and constitutes your consent to the terms and conditions mentioned below. You also agree that Ohm Group can modify or alter the terms and conditions of the use of this service without any liability.

The content of the site and the interpretation of data are solely the personal views of the contributors. Ohm Group reserves the right to make modifications and alterations to the content of the website. Users are advised to use the data for the purpose of information only and rely on their own judgment while making investment decisions. The investments discussed or recommended may not be suitable for all investors. Ohm Group, does not warranty the timeliness, accuracy or quality of the electronic content.

The content of the website cannot be copied, reproduced, republished, uploaded, posted, transmitted or distributed for any non-personal use without obtaining prior permission from Ohm Group, We reserve the right to terminate the accounts of subscribers/customers, who violate the proprietary rights, in addition to necessary legal action.

Ohm Group, and its owners/affiliates are not liable for damages caused by any performance, failure of performance, error, omission, interruption, deletion, defect, delay in transmission or operations, computer virus, communications line failure, and unauthorized access to the personal accounts. Ohm Group is not responsible for any technical failure or malfunctioning of the software or delays of any kind. We are also not responsible for non-receipt of registration details or e-mails. Users shall bear all responsibility of keeping the password secure. Ohm Group is not responsible for the loss or misuse of the password.

Ohm Group is not responsible for the content of any of the linked sites. By providing access to other websites, Ohm Group is neither recommending nor endorsing the content available in the linked websites.

You agree that the information gathered from your profile will be used to enhance your experience on the website. We will not rent or sell the profile to any third party. In case of a contest or a promotion scheme, we reserve the right to share the users profile with the sponsors. In the event of necessary credit checks and collection of payments, Ohm Group, can disclose such information to other authorities in good faith. Ohm Group will use all or any part of the service and change terms without any obligation.

The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time.

The Stock Exchange, Mumbai is not answerable, responsible or liable for any information on this Website or for any services rendered by our employees, our servants, and us.

If you do not agree to any of the terms mentioned in this agreement, you should exit the site.

All information provided is subject to change without notice. While all efforts have been made to make the information accurate, however due to the nature of information for the potential errors Ohm does not warrant the accuracy of information obtained from this brochure/website or that it will not violate or infringe any rights of third parties. Ohm does not warrant or represent the use of materials on this site and/or in the brochure in terms of its correctness, accuracy, reliability or otherwise.

Ohm does not accept any responsibility and/or liability concerning any error and/or omission in any information provided by it on or in its brochure. Ohm makes no representations or warranty regarding the standing, credit or otherwise of any individual person, firm, company, institution, entities, organizations etc., mentioned in the information nor the suitability of information of the information for any purpose.

A description or reference to any service, product, publication etc., on the website and or in the brochure including via hyperlink does not necessarily or otherwise endorsement by Ohm of such products service, publication etc. Under no circumstances or event "OHM" or any party in creation, production or delivery of website and/or brochure be liable for direct, indirect special incidental, punitive exemplary or consequential damages arising out of the use or inability to use site/brochure whether based upon contract negligence, liability or otherwise even if advised of the possibilities of such damages. Ohm nor any of its affiliates nor anyone including any third party licensor who has been involved in the creation production or delivery of "OHM" shall be liable for any indirect incidental or consequential damages such as but not limited to, loss of business information, business interruption or loss of anticipated profits or benefits resulting from use of OHM website or brochure or arising out of any breach of warranty even if Ohm or any such other person has been advised as to the possibilities of such damages.