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Attention Investors

  1. Stock Brokers can accept securities as margin from clients only by way of pledge in the depository system w.e.f. September 1, 2020.
  2. Update your mobile number & email Id with your stock broker/depository participant and receive OTP directly from depository on your email id and/or mobile number to create pledge.
  3. Pay 20% upfront margin of the transaction value to trade in cash market segment.
  4. Investors may please refer to the Exchange’s Frequently Asked Questions (FAQs) issued vide notice no. 20200731-7 dated July 31, 2020 and 20200831-45 dated August 31, 2020 and other guidelines issued from time to time in this regard.
  5. Check your Securities /MF/ Bonds in the consolidated account statement issued by NSDL/CDSL every month.

Issued in the interest of Investors

Authorised Persons

List Of Authorised Persons (AP)

Status

Registered Address

Terminal Details (Exchange Wise)

Sr. No

Authorised Person’s Name

Authorised Person Code (Exchange Wise)

Constitution

(Approved / Cancelled)

Address

City

State

Pin Code

Terminal Allotted (Y/N)

No. Of Terminals

1

HIREN JAYANT MEHTA

NSE – AP1574000021
BSE – AP0104580143684

Individual

Approved

5/A, SAIBABA APTS, SANT MUKTABAI ROAD, VILE PARLE (EAST)

MUMBAI

MAHARASHTRA

400057

Y

1

2

SANJIV KAPOOR

NSE – AP1574000041
BSE – AP0104580144158

Individual

Approved

FLAT NO. 601, JYOTI, 68, RUNGTA LANE, NEPEAN SEA ROAD,

MUMBAI

MAHARASHTRA

400006

Y

1

3

BINA HIREN MEHTA

NSE – AP1574000061
BSE – AP0104580144003

Individual

Approved

5/A, SAIBABA APTS, SANT MUKTABAI ROAD, VILE PARLE (EAST)

MUMBAI

MAHARASHTRA

400057

N

4

PAINITE CAPITAL PRIVATE LIMITED

NSE – AP1574000133

Company

Approved

Pl.326, FLAT NO. 402, FN 4, SHRI SHIVALAYA CHSL, NANDA PATKAR ROAD, VILE PARLE (EAST).

MUMBAI

MAHARASHTRA

400057

N

5

NITIN BHAILALBHAI GANDHI

NSE – AP1574000011
BSE – AP0104580138800

Individual

Cancelled

G-10, VIJAYA BHAVAN, SUBHASH LANE, MALAD (EAST)

MUMBAI

MAHARASHTRA

400097

N

6

NIMISH SHAH

NSE – AP1574000031
BSE – AP0104580143846

Individual

Cancelled

B, 1207/1208, SHEETALNATH BLDG, SUDHA PARK, GHATKOPAR (EAST)

MUMBAI

MAHARASHTRA

400077

N

7

ASHISH RAMESH RANWALA

NSE – AP1574000051
BSE – AP0104580144003

Individual

Cancelled

FLAT NO.602, SYMPHONY 8 AND 12, PLOT NO.269, JUNCTION ROAD, KHAR (WEST)

MUMBAI

MAHARASHTRA

400052

N

8

SHEELA DEEPAK SHAH

NSE – AP1574000071
BSE – AP0104580144158

Individual

Approved

A-1203/04, RAJ MADHUR, DEVIDAS LANE, BEHIND AQUARIA CLUB, BORIVALI (WEST)

MUMBAI

MAHARASHTRA

400092

N

9

HIREN VASANT SHETH

NSE – AP1574000081

Individual

Approved

12, GANESH KUNJ, V.M.ROAD, ABOVE KALA NIKETAN, VILE PARLE (WEST)

MUMBAI

MAHARASHTRA

400049

Y

2

10

MONICA KAUSHIK KARANI

NSE – AP1574000091
BSE – AP0104580143684

Individual

Approved

202, PELICAN APARTMENT, NANDA PATKAR ROAD, NEXT TO VILEPARLE EXCHANGE, VILE PARLE (EAST)

MUMBAI

MAHARASHTRA

400057

N

11

CHAITYA APURVA SHAH

NSE – AP1574000101

Individual

Approved

95/A, FLAT NO. 19, SHANTI NIKETAN, 3RD FLOOR, MARINE DRIVE, NEXT TO FLYOVER MARINE DRIVE

MUMBAI

MAHARASHTRA

400002

N

12

AMAL DEVELOPERS PVT. LTD.

NSE – AP1574000113

Company

Approved

A-501, GLADDIOLA, OLD HANUMAN ROAD, VILE PARLE (EAST)

MUMBAI

MAHARASHTRA

400057

N

13

HEMA PREMAL PARIKH

NSE – AP1574000121

Individual

Approved

FLAT NO. 6, NILEEMA, CTS-E/547, 12TH ROAD, NEAR RAM KRISHNA MISSION, KHAR (WEST)

MUMBAI

MAHARASHTRA

400052

N

 

List of Authorised Persons (AP) Cancelled by Members on Account of Disciplinary Reasons

Sr. No.

Authorised Person’s Name

Status

Authorised Person Cancellation Details

Date

Reason

No Such Instances

Account Opening Process at Ohm Stock Broker Pvt Ltd

A] How to Open trading account at Ohm stock Broker Pvt Ltd.

To open an offline account, the following documents are required:

Application form:

  • Equity Trading and Demat Account Form (PDF).
  • DDPI, optional (PDF). 
  • Commodity Account Form (PDF).

Supporting Documents:

  • 2 passport-size photographs to affix and sign across on the equity and commodity applications.
  • Email – Id and Mobile Number.
  • Self-attested copy of the PAN with the signature under Applicant signature.
  • Self-attested address proof. Any one of the following documents:
    1. Driving licence,
    2. Voter ID,
    3. Passport,
    4. Aadhaar card.

(If Aadhaar is being submitted as proof, ensure that a masked Aadhaar is submitted, i.e., black out the first 8 digits of the Aadhaar number. Only the last four digits should be visible.)

  • A bank account proof in the client’s name. The bank proof can be one of the following:
    1. A personalised cancelled cheque with the name printed on it,
    2. Latest 3 months bank statement,
    3. Bank passbook copy with the bank account number, bank logo, seal, MICR, and IFSC code clearly visible.
  • An income proof to trade in F&O. The income proof can be one of the following:
    1. Bank statement for the last six months.
    2. The latest salary slip.
    3. ITR acknowledgement.
    4. Form 16.
    5. Certificate of net worth.
    6. Statement of demat holdings.

In-person Verification (IPV):

  • As part of the mandatory In-Person Verification (IPV) requirement for all brokers, a physical verification is required which is conducted either at our Registered office or at Customer’s place.
  • Once all the documents are ready, the forms will be reviewed in case any corrections are required.
  • After the forms are reviewed, and a cheque in favour of Ohm Stock Broker Pvt Ltd Broking Limited is received towards Equity and Commodity trading account opening charges, the account is Duly opened.

To learn all the charges involved while trading and investing, refer Charges sheet attached with account opening form.

 
B] How long does Ohm Stock Broker Pvt Ltd take to process offline documents?
The offline forms will be processed within 48 hours if no corrections are required. If corrections are required, Customer would be informed the reason for rejection and the instructions to correct them by officials from Ohm Stock Broker Pvt. Ltd.

Designated Complaint Process at Ohm Stock Broker Pvt Ltd

A complaint can be raised by following below procedure:

To create a ticket, follow these steps:

  1. Mail the query details to igohm@ohmbrk.com by describing the issue in detail.
  2. Upon receipt of the email, a reference number will be sent which can be used for tracking the status of the complaint.
  3. Once the issue is resolved a reply will be sent informing the Client about the resolution of their grievance.
  4. If the customer is dissatisfied with the resolution then he/she can escalate the matter through the same reference number to higher authorities as per Escalation Matrix.

Useful Links

Client Collateral Details

Client Collateral Details

E-Voting

E-Voting

ODR Portal

ODR Portal

Scores

Scores

Online Account

Online Account

DP Back Office

DP Back Office

Back Office (NEW)

Back Office (NEW)

Back Office (OLD)

Back Office (OLD)

NSE India

NSE India

BSE India

BSE India

SEBI

SEBI

NSDL

NSDL

NSDL Speed

NSDL Speed

CDSL

Important Notices

Update your email ID and mobile number with your stock broker/depository participant and receive OTP directly from Depository on your email id and/or mobile number to create pledge.

DISCLAIMER: Ohm Stock Broker Pvt. Ltd. or any of the group companies of OHM does not have any tie up with any company for broking/insitution/pms related work.

1) Prevent Unauthorized Transactions in your Demat account: Update your Mobile Number with your Depository Participant. Receive alerts on your Registered Mobile for all debit and other important transactions in your demat account directly from CDSL on the same day. Issued in the interest of investors.
DP Grievance email: igohm@ohmbrk.com and ohmbrk@rediffmail.com

2) KYC is a one-time exercise while dealing in securities markets: once KYC is done through a SEBI registered intermediary (broker, DP, Mutual Fund etc.), you need not undergo the same process again when you approach another intermediary.

3) No need to issue cheques by investors while subscribing to IPO. Just write the bank account number and sign in the application form to authorise your bank to make payment in case of allotment. No worries for a refund as the money remains in the investor's account.

4) SEBI takes up complaints related to the issue and transfer of securities and non-payment of dividends with listed companies. In addition, SEBI also takes up complaints against the various intermediaries registered with it and related issues.
SCORES facilitates you to lodge your complaint online with SEBI and subsequently view its status.
Website: www.scores.gov.in
Filing complaint on SCORES - Easy & quick
a. Register on SCORES portal
b. Mandatory details for filing complaints on SCORES
     i. Name, PAN, Address, Mobile Number, E-mail ID
c. Benefits:
     i. Effective communication
     ii. Speedy redressal of the grievances

Investor's Attention

  • Beware of fixed/guaranteed/regular returns/ capital protection schemes. Brokers or their authorized persons or any of their associates are not authorized to offer fixed/guaranteed/regular returns/ capital protection on your investment or authorized to enter into any loan agreement with you to pay interest on the funds offered by you. Please note that in case of default of a member claim for funds or securities given to the broker under any arrangement/ agreement of indicative return will not be accepted by the relevant Committee of the Exchange as per the approved norms.
  • Do not keep funds idle with the Stock Broker. Please note that your stock broker has to return the credit balance lying with them, within three working days in case you have not done any transaction within last 30 calendar days. Please note that in case of default of a Member, claim for funds and securities, without any transaction on the exchange will not be accepted by the relevant Committee of the Exchange as per the approved norms.
  • Check the frequency of accounts settlement opted for. If you have opted for running account, please ensure that your broker settles your account and, in any case, not later than once in 90 days (or 30 days if you have opted for 30 days settlement). In case of declaration of trading member as defaulter, the claims of clients against such defaulter member would be subject to norms for eligibility of claims for compensation from IPF to the clients of the defaulter member. These norms are available on the Exchange website.
  • Brokers are not permitted to accept transfer of securities as margin. Securities offered as margin/ collateral MUST remain in the account of the client and can be pledged to the broker only by way of ‘margin pledge’, created in the Depository system. Clients are not permitted to place any securities with the broker or associate of the broker or authorized person of the broker for any reason. Broker can take securities belonging to clients only for settlement of securities sold by the client.
  • Always keep your contact details viz. Mobile number/Email ID updated with the stock broker. Email and mobile number is mandatory and you must provide the same to your broker for updation in Exchange records. You must immediately take up the matter with Stock Broker/Exchange if you are not receiving the messages from Exchange/Depositories regularly.
  • Don't ignore any emails/SMSs received from the Exchange for trades done by you. Verify the same with the Contract notes/Statement of accounts received from your broker and report discrepancy, if any, to your broker in writing immediately and if the Stock Broker does not respond, please take this up with the Exchange/Depositories forthwith.
  • Check messages sent by Exchanges on a weekly basis regarding funds and securities balances reported by the trading member, compare it with the weekly statement of account sent by broker and immediately raise a concern to the exchange if you notice a discrepancy.
  • Please do not transfer funds, for the purposes of trading to anyone, including an authorized person or an associate of the broker, other than a SEBI registered Stock broker.

Risk Disclosures On Derivatives

  • 9 out of 10 individual traders in equity Futures & Options Segment, incurred net losses.
  • On an average, loss makers registered net trading loss close to INR 50,000/-
  • Over and above the net trading losses incurred, loss makers expended an additional 28% of net trading losses as transaction costs.
  • Those making net trading profits, incurred between 15% to 50% of such profits as transaction costs.
Source: SEBI study dated January 25, 2023 on “Analysis of Profit and Loss of Individual Traders dealing in equity Futures and Options (F&O) Segment”, wherein Aggregate Level findings are based on annual Profit/Loss incurred by individual traders in equity F&O during FY 2021-22.

Policies & Procedures

Privacy Policy & Terms of Use

Only authorized users are allowed to access the information, which is meant only for the authorized user. The access is allowed through login and password.

 Governing Law

Transactions between you and Ohm Stock Broker Pvt. Ltd. and client shall be governed by and construed in accordance with the laws of India. Any litigation regarding this agreement or any transaction between customer and Ohm Stock Broker Pvt. Ltd. or any action at law or in equity arising out of or relating to these agreement or transaction shall be filed only in the Competent Courts of Mumbai alone and the customer hereby agrees, consents and submits to the jurisdiction of such courts for the purpose of litigating any such action.

Standard Documents – Vernacular Languages

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The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes, and/or violation, actual or perceived, by us or our partners, agents, associates, etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time. The Stock Exchange, Mumbai is not answerable, responsible, or liable for any information on this Website or for any services rendered by us, our employees, and our servants.

Disclaimer

You agree and understand that the information and material contained in this website implies and constitutes your consent to the terms and conditions mentioned below. You also agree that Ohm Group can modify or alter the terms and conditions of the use of this service without any liability.

The content of the site and the interpretation of data are solely the personal views of the contributors. Ohm Group reserves the right to make modifications and alterations to the content of the website. Users are advised to use the data for the purpose of information only and rely on their own judgment while making investment decisions. The investments discussed or recommended may not be suitable for all investors. Ohm Group, does not warranty the timeliness, accuracy or quality of the electronic content.

The content of the website cannot be copied, reproduced, republished, uploaded, posted, transmitted or distributed for any non-personal use without obtaining prior permission from Ohm Group, We reserve the right to terminate the accounts of subscribers/customers, who violate the proprietary rights, in addition to necessary legal action.

Ohm Group, and its owners/affiliates are not liable for damages caused by any performance, failure of performance, error, omission, interruption, deletion, defect, delay in transmission or operations, computer virus, communications line failure, and unauthorized access to the personal accounts. Ohm Group is not responsible for any technical failure or malfunctioning of the software or delays of any kind. We are also not responsible for non-receipt of registration details or e-mails. Users shall bear all responsibility of keeping the password secure. Ohm Group is not responsible for the loss or misuse of the password.

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The Stock Exchange, Mumbai is not in any manner answerable, responsible or liable to any person or persons for any acts of omission or commission, errors, mistakes and/or violation, actual or perceived, by us or our partners, agents, associates etc., of any of the Rules, Regulations, Bye-laws of the Stock Exchange, Mumbai, SEBI Act or any other laws in force from time to time.

The Stock Exchange, Mumbai is not answerable, responsible or liable for any information on this Website or for any services rendered by our employees, our servants, and us.

If you do not agree to any of the terms mentioned in this agreement, you should exit the site.

All information provided is subject to change without notice. While all efforts have been made to make the information accurate, however due to the nature of information for the potential errors Ohm does not warrant the accuracy of information obtained from this brochure/website or that it will not violate or infringe any rights of third parties. Ohm does not warrant or represent the use of materials on this site and/or in the brochure in terms of its correctness, accuracy, reliability or otherwise.

Ohm does not accept any responsibility and/or liability concerning any error and/or omission in any information provided by it on www.ohmbrk.com or in its brochure. Ohm makes no representations or warranty regarding the standing, credit or otherwise of any individual person, firm, company, institution, entities, organizations etc., mentioned in the information nor the suitability of information of the information for any purpose.

A description or reference to any service, product, publication etc., on the website and or in the brochure including via hyperlink does not necessarily or otherwise endorsement by Ohm of such products service, publication etc. Under no circumstances or event "OHM" or any party in creation, production or delivery of website and/or brochure be liable for direct, indirect special incidental, punitive exemplary or consequential damages arising out of the use or inability to use site/brochure whether based upon contract negligence, liability or otherwise even if advised of the possibilities of such damages. Ohm nor any of its affiliates nor anyone including any third party licensor who has been involved in the creation production or delivery of "OHM" shall be liable for any indirect incidental or consequential damages such as but not limited to, loss of business information, business interruption or loss of anticipated profits or benefits resulting from use of OHM website or brochure or arising out of any breach of warranty even if Ohm or any such other person has been advised as to the possibilities of such damages.